Operations Compliance Processor (Time Operations)

Overview

This is a hybrid role with the expectation that time working will regularly take place inside and outside of a company office.

We are looking for candidates who live within a commutable drivable distance to our Raleigh, NC office.

This position manages and maintains IRAs and documentation surrounding IRAs, CD’s, and other Time Deposit Accounts.  This includes transaction processing and external requests for client information.  This position complies with government agencies or other company requests, managing and maintaining IRA accounts, and performs several administrative processing duties to facilitate client service objectives. Ensures regulatory compliance and accurate reporting by reviewing business processes, documentation, systems, and accounts.

Responsibilities & Qualifications

• Review -
• Maintains the integrity of information reporting systems through daily maintenance and review. Ensures all information or supporting documentation is present and correct, that accounts are properly set up, and that access is monitored. Adds, modifies, and maintains accounts to comply with applicable regulations and requests. Reviews regulatory holds placed on accounts by branch associates and makes corrective actions within the account as necessary.