layiq
/la·yiq/adjective
worthy; deserving; fitting; suitable.
A role, opportunity, or path that merits attention, time, and pursuit.
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Job opportunity
Registered Funds Senior Counsel
Vanguard
Malvern, PA; Charlotte, NC; Washington DC; Scottsdale, AZ
Source: Vanguard careers · View original posting
- Employment
- full time
Employer job description
From Vanguard's posting. “We” and “our” refer to the employer.
Vanguard’s Office of the General Counsel (OGC) is a trusted partner in advancing the firm’s mission to give investors the best chance for investment success. In this role, you will provide the organization with legal advice and representation on matters related to the Investment Company Act of 1940. You will advise on fund formation, governance, regulatory compliance, and strategic initiatives.
You will partner with business leaders to help shape new and existing products and collaborate on high-impact initiatives focused on driving value for investors.
Responsibilities:
- Advise on the Investment Company Act of 1940 and related rules and regulations impacting Vanguard’s registered funds, business activities, investment product development, transactions, and regulatory matters. Ensure that business activities, policies, practices, and transactions comply with all relevant laws and regulations.
- Draft and negotiate legal documents such as registration statements, shareholder notifications, regulatory filings, advisory agreements, and other fund-related documents.