layiq
/la·yiq/adjective
worthy; deserving; fitting; suitable.
A role, opportunity, or path that merits attention, time, and pursuit.
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Job opportunity
Senior Compliance Advisor – Vanguard Personalized Indexing (VPI) | Advice & Wealth Management
Vanguard
Malvern, PA; Chandler, AZ; Charlotte, NC; Dallas/Ft. Worth, TX
Source: Vanguard careers · View original posting
- Employment
- full time
Employer job description
From Vanguard's posting. “We” and “our” refer to the employer.
Join a forward-thinking compliance team at the forefront of innovation in investment advisory services . As a Senior Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you’ll play a pivotal role in shaping the future of our personalized investment offering .
You’ll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI’s lifecycle.
Responsibilities
- Serve as an experienced advisor to the business, interfacing regularly with business unit stakeholders, risk and legal partners, and other compliance colleagues.
- Oversee the design, implementation execution, and maintenance of compliance policies and procedures. Support new compliance standards.
- Participate in research, interpretation and implementation of compliance processes associated with the firm’s regulatory requirements and industry best practices, including engaging other internal stakeholders in their support of same.