layiq
/la·yiq/adjective
worthy; deserving; fitting; suitable.
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Job opportunity
Trade Surveillance Lead Control Management Officer - Fixed Income
Wells Fargo
CHARLOTTE, NC; 144039-NC-550 S Tryon
Source: Wells Fargo careers · View original posting
- Employment
- full time
- Sponsorship
- Visa sponsorship is not available for this position
Employer job description
From Wells Fargo's posting. “We” and “our” refer to the employer.
About this role:
Wells Fargo is seeking a Lead Control Management Officer within Fixed income (Rates, Muni, Credit and Structured Products Group) Trade Surveillance. The Corporate & Investment Banking (CIB) Control organization serves as the front line of risk management and is accountable for assessing and effectively managing all associated risks for their groups.
This team works to ensure internal controls, processes, and procedures are adequate and effective, and executive management understands the risks, exposures, and trends that impact the business.
The group also collaborates on projects and initiatives by providing support and awareness of risks and mitigating control solutions. The Trade Surveillance Subject Matter Expert (SME) will report to the Head of Trade Surveillance SMEs and will be responsible for the design, implementation, and execution of trade surveillance controls in Fixed income, while escalating potential issues to Senior Management.