layiq

/la·yiq/adjective

worthy; deserving; fitting; suitable.

A role, opportunity, or path that merits attention, time, and pursuit.

LAYIQ - Manager, AENB Compliance Governance & Oversight at American Express

At least five (5) years of progressive experience in Compliance, Legal, Risk, Regulatory Affairs, Audit, or a related function within the financial services industry, with demonstrated experience supporting banking compliance or regulatory risk management activities.
Bachelor’s degree or equivalent professional experience required.
Strong knowledge of the U.S. banking regulatory environment and experience interpreting and applying regulatory requirements within a regulated financial institution.
Demonstrated knowledge of Regulation W (Sections 23A and 23B) and affiliate transaction requirements, including restrictions, quantitative limits, collateral requirements, exemptions, and market-terms requirements; knowledge of Regulation O and Community Reinvestment Act requirements is also preferred.
Experience supporting affiliate compliance, intercompany activities, or affiliate transactions
, with the ability to identify and assess regulatory and compliance risks and evaluate the adequacy of associated controls.
Experience with new product or change governance
, including identifying applicable regulatory requirements, conducting compliance risk assessments, evaluating controls and mitigation strategies, and providing effective challenge.
Strong understanding of Compliance Management Systems and compliance risk management principles
, including how compliance risk is identified, assessed, monitored, controlled, tested, escalated, and reported.
Demonstrated ability to analyze complex regulatory and business issues, exercise sound judgment, and provide independent and credible challenge while developing practical, risk-based, and compliant solutions.
Strong relationship management and influencing skills, with demonstrated ability to collaborate effectively across Compliance, Legal, Risk, Product, Operations, Technology, Audit, and senior management without direct authority.
Exceptional written and verbal communication, organizational, and project management skills, with the ability to communicate complex compliance matters clearly, manage multiple priorities, and drive results within established timeframes.
Certified Regulatory Compliance Manager (CRCM) certification or other relevant compliance or risk certification.
Advanced degree in law, business, finance, risk management, or a related field.
Previous experience in a Compliance, Legal, Risk, or Audit function at a large U.S. bank or other highly regulated financial institution.
Experience supporting regulatory examinations or interacting with U.S. banking regulators.
Experience participating in new product approval, affiliate transaction, or other Bank governance committees and processes.

Manager, AENB Compliance Governance & Oversight

Employer job description

Qualifications

Minimum Qualifications:

Preferred Qualifications

Responsibilities

About this listing

Listing check

Similar jobs

Similar jobs