layiq
/la·yiq/adjective
worthy; deserving; fitting; suitable.
A role, opportunity, or path that merits attention, time, and pursuit.
Loading LAYIQ…
Job opportunity
Associate, Investment Adviser Compliance | Denver Hybrid
PINE Advisor Solutions
Denver, CO
Source: PINE Advisor Solutions careers · View original posting
- Pay
- $55,000 — $65,000 USD per year
Employer job description
From PINE Advisor Solutions's posting. “We” and “our” refer to the employer.
Position Overview
PINE Advisor Solutions, a Centralis company, is seeking multiple entry-level Associates to join our Adviser Compliance Support Services (ACSS) team. These individuals will provide regulatory and compliance support to PINE’s registered investment adviser clients in a fast-paced, team-oriented environment.
In this role, you will assist clients in meeting regulatory requirements, performing annual reviews, and maintaining compliance programs that align with SEC and state regulations. You will also support the development and maintenance of compliance policies, perform periodic testing, and assist with regulatory filings and examinations.