layiq

/la·yiq/adjective

worthy; deserving; fitting; suitable.

A role, opportunity, or path that merits attention, time, and pursuit.

LAYIQ - Compliance Officer - Financial Crimes at KKR

Program leadership, governance and accountability
Lead the Americas program.
Set the direction and operating rhythm for KKR’s Financial Crime Compliance Program in the Americas, aligned with the global framework and the risk profile of KKR’s businesses, products, investors, transactions and jurisdictions.
Own the framework. Maintain and enhance the financial crime framework, including policies, standards, procedures, governance forums, escalation protocols, decision rights, roles and responsibilities, control ownership and documentation requirements.
Drive informed governance.
Develop clear management information, key risk and performance indicators, issue reporting and trend analysis for senior management and relevant governance committees, with timely escalation of material risks and control weaknesses.
Strengthen third-party oversight.
Oversee external counsel, service providers, placement agents and Transfer Agents through documented responsibilities, service standards, quality assurance, performance monitoring and escalation mechanisms.
Risk assessment, control design and assurance
Maintain a risk-based methodology.
Lead and continuously improve financial crime risk assessments covering customers and investors, products, transactions, geographies, delivery channels, third parties and legal entities; use results to prioritize controls, monitoring and resources.
Build a clear control architecture. Define and maintain a control inventory spanning preventive, detective and responsive controls, including customer due diligence, beneficial ownership, politically exposed person and adverse media review, sanctions screening, enhanced due diligence, transaction diligence, anti-corruption controls and suspicious activity escalation.
Establish measurable control standards. Document control objectives, frequency, ownership, evidence, thresholds, dependencies and escalation paths; identify control gaps and implement proportionate remediation plans with accountable owners and target dates.
Oversee monitoring and testing. Direct risk-based compliance monitoring, quality assurance and periodic testing; assess control design and operating effectiveness, perform root-cause analysis, track issues to closure and support annual audits and independent reviews.
Connect risk to action. Use findings from incidents, investigations, testing, regulatory developments and business change to refresh risk assessments, enhance controls and improve the overall effectiveness of the program.
Business advisory, onboarding and transactional due diligence
Provide real-time advice. Advise KKR’s global businesses and external vendors on AML/KYC, anti-bribery and corruption, sanctions, terrorist financing and related financial crime risks, applying KKR policy and recognized best practices in consultation with KKR’s money laundering officers and broader Compliance team.
Support investor onboarding.
Partner with the KKR Client Service Team and investment professionals to manage AML/KYC and due diligence requirements for limited partners investing in KKR funds domiciled in Luxembourg, the United States, Cayman Islands, Canada and other jurisdictions.
Oversee transaction diligence.
Lead and support financial crime due diligence for investments, counterparties, transactions and portfolio companies, including risk-based screening, enhanced due diligence, approvals, conditions, documentation and ongoing monitoring.
Manage higher-risk relationships.
Coordinate enhanced due diligence and escalation for complex ownership structures, higher-risk jurisdictions, politically exposed persons, adverse media, sanctions exposure, intermediaries and other elevated-risk scenarios.
Screening, investigations and regulatory reporting
Oversee sanctions and screening controls. Ensure required screening is conducted with appropriate coverage, frequency, data quality, alert handling, disposition standards, escalation and recordkeeping; coordinate with internal teams and external advisors on complex matches and restrictions.
Lead suspicious activity investigations.
Oversee case assessment, investigation, documentation and escalation of potentially suspicious activity, including coordination of reports with appropriate AML government agencies where required.
Maintain defensible records.
Ensure decisions, approvals, exceptions, investigations and regulatory reports are supported by complete, accurate and retrievable documentation, with appropriate confidentiality and retention controls.
Technology, data and operational effectiveness
Advance technology-enabled compliance.
Partner with Technology, Operations, Data and business teams to enhance KYC, screening, case management, workflow and reporting solutions, including requirements definition, testing, implementation and change management.
Improve efficiency.
Identify opportunities to standardize processes, automate, reduce manual handoffs and create consistent workflows while preserving risk-based review.
Regulatory change, engagement and culture
Anticipate regulatory change. Participate in regulatory and industry initiatives, assess emerging requirements and translate developments into timely updates to policies, procedures, controls, systems, training and business practices.
Support regulatory engagement. Assist in preparing responses to regulatory inquiries, examinations and other requests, and coordinate on testing and audits.
Build capability across the firm. Design and deliver practical, role-based financial crime training for business partners and control functions, using real scenarios and lessons learned to strengthen awareness, judgment and escalation culture.
Lead through partnership. Build trusted relationships across investment teams, the KKR Client Service, Legal, Compliance, Operations, Technology, Internal Audit and senior management; communicate clear, pragmatic and well-supported risk views.
A successful candidate will typically bring at least ten years of relevant experience and a demonstrated track record of administering and enhancing financial crime requirements across a range of products, investments and jurisdictions, including the United States, United Kingdom and European Union. The candidate should be comfortable operating both strategically and tactically: shaping frameworks and governance, advising on complex matters, challenging control execution and delivering durable improvements through technology, data, training, monitoring and risk assessment.

Compliance Officer - Financial Crimes

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Benefits@kkr.com

Benefits@kkr.com

Equal opportunity and accommodations

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